Revision Software for Chartered Insurance Institute Exams – RO1 Financial Services, Regulation & Ethics. (Current Exam Syllabus). 346 unique questions. Over 340 unique questions covering Multiple Choice, True/False and Missing Item format. Correct answers provided for each test. The aim of this module is to provide students with the knowledge and skills needed to understand the financial services industry, its rules and regulations, and how the retail consumer is better served. This module covers the following topics: 1 - Authorisation, Procedures and Rules 2 - Dealing with Client Information 3 - Financial Advice, Guidance & Information 4 - Inheritance Tax Planning 5 - Investments 6 - Pension Planning 7 - Regulation 8 - Regulatory Standards 9 - The Regulatory Environment 10 - The Retail Consumer 11 - The UK Legal Framework 12 - UK Financial Services Industry So why purchase from KYS Ltd? Used by students throughout the UK and in over 133 countries worldwide. UK Established since 2007 in the professional exams market. Over 20,500 KYS downloads to date. We give full software support after sale. Any problems, simply email, call us, or go to our website support area. Written by real practitioners and updated regularly. No internet connection needed once downloaded – Study on the move! If you don't like the App please tell me. If you LOVE the App please tell your friends! Follow @KnowYourSubject on Twitter for offers and updates.